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Richard Alan Little

LPl Financial LLC

The Villages, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-04-15
  • FL RA
    APPROVED
    Since 2025-04-15

Branch Locations

The Villages, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Inc Saint Petersburg FL 11/2021 02/2025
Kahn - Little Consulting, Llc Key Biscayne FL 10/2014 12/2021
Investcloud Tampa FL 01/2020 09/2020
Lpl Financial Brandon FL 02/2025 Present
  • 11/2021 → 02/2025
    Raymond James & Associates Inc
    Saint Petersburg, FL
  • 10/2014 → 12/2021
    Kahn - Little Consulting, Llc
    Key Biscayne, FL
  • 01/2020 → 09/2020
    Investcloud
    Tampa, FL
  • 02/2025 → Present
    Lpl Financial
    Brandon, FL
Other Businesses

1 - 03/2025 - Kahn Little LLC - Business Owner - Not Inv Related - FL 33510 - OBA Start Date: 08/24/2015.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-02-27
S65 Uniform Investment Adviser Law Examination 2025-02-18
  • S63 Uniform Securities Agent State Law Examination
    2025-02-27
  • S65 Uniform Investment Adviser Law Examination
    2025-02-18
Designations
Other Names
  • Richard Little

View on SEC IAPD

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