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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2016-06-30 |
Branch Locations
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stonex Securities Inc. | Birmingham | AL | 10/2012 | Present |
| Stonex Advisors Inc. | Birmingham | AL | 06/2016 | Present |
1) School bus driver 08/10/2019 school bus driver Non-Investment Related driving kids to school driving kids to school and picking up in the afternoon. 2 1/2 hours per day, 50 hours per month with one hour per month during Market Hours. 2) Judson Smith Wealth Management - 654 Whitestone Way, Hoover, AL 35226 Nature of Business: Form LLC for Wealth Management Business Investment Related: Yes Business Position: LLC Business Duties: Provide financial advice to current book of clients. Business Start Date: 04/30/2021 Approximately 6-8 hours spent on this OBA monthly with 6-8 hours spent on this OBA during market hours monthly.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 1986-11-20 |
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