Douglas Francis Holcomb

Current Employers

Alliance Wealth Advisors, Llc

538 Biden Street Suite 700, Scranton, PA 18503 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-08-10
PA	RA	APPROVED	2017-06-22

TX RA
APPROVED_RES

Since 2021-08-10
PA RA
APPROVED

Since 2017-06-22

Branch Locations

538 Biden Street Suite 700, Scranton, PA 18503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Scranton	PA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Scranton	PA	11/2016	06/2017
Fsic	Edmonds	WA	06/2017	03/2018
Alliance Wealth Advisors	Scranton	PA	05/2017	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Scranton, PA
11/2016 → 06/2017

Wells Fargo Clearing Services, Llc

Scranton, PA
06/2017 → 03/2018

Fsic

Edmonds, WA
05/2017 → Present

Alliance Wealth Advisors

Scranton, PA

Previous Registrations

2016-10-06 → 2017-06-19

Wells Fargo Clearing Services, Llc

Scranton, PA

Other Businesses

TRUSTEE FOR COUSIN, INVESTMENT RELATED, DALTON PA, 2 HOURS PER MONTH, START 10/15/2012. TRUSTEE FOR PARENTS (LAKE FOUNDAITON CHARITABLE TRUST, INV RELATED, PECKVILLE, PA, START: 2/2008, 1 HOUR PER MONTH/0 DURING TRADING. POWER OF ATTORNEY FOR COUSIN, INV RELATED, PECKVILLE, PA, START: 1/2012, 10 HOURS PER MONTH/0 DURING TRADING. ARIEL LAND OWNERS, INC. LAKE ARIEL, PA. START 2000. BOARD MEMBER 3 HOURS PER MONTH. MANAGE RECREATIONAL LAKE.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-09-10

S63 Uniform Securities Agent State Law Examination

1986-09-10

View on SEC IAPD