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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2018-01-16
VA RA APPROVED 2014-09-30
  • MD RA
    APPROVED
    Since 2018-01-16
  • VA RA
    APPROVED
    Since 2014-09-30

Branch Locations

Potomac, MD • United States

5550 Friendship Blvd, Chevy Chase, MD 20815 • United States

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Inc. Washington DC 04/2010 Present
Jpmorgan Chase Bank Washington DC 04/2010 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mclean VA 03/2014 Present
Other Businesses

I*4519316, Entity Type: Entity Charitable, Name of OBA: Evermay Embassy for the Future, Address: Washington, District of Columbia, 20007, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 05/06/2026, No Hours: 4 Monthly, No Hours during Trading: 0 Monthly, Duties: Founding Board Member. While business, media, and public policy often reward short-term outcomes, Evermay is launching a new institutional model: protected, funded space for long-horizon thinkers working 10+ years out. Through residencies, convenings, and public programs, Evermay will bring together scientists, artists, technologists, and thinkers to explore ideas that extend far beyond immediate timelines. Founded by the leaders behind Halcyon, Dr. K and Ms. G bring proven track records in business and philanthropy. "My personal experiences as a scientist and entrepreneur inspired me to create opportunities for other visionaries and establish two nonprofit organizations, S&R Foundation and Halcyon," said Founder and President Dr. K. "Reimagining S&R Foundation as an embassy for the future housed at Evermay is an exhilarating prospect, harnessing the wisdom of the past with the tools of the future for the benefit of humanity." At a moment when nearly every major institution rewards speed, short-term returns, and dis

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-29
S63 Uniform Securities Agent State Law Examination 2010-07-29
  • S65 Uniform Investment Adviser Law Examination
    2014-09-29
  • S63 Uniform Securities Agent State Law Examination
    2010-07-29
Other Names
  • Samuel Judah Gottesman

View on SEC IAPD

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