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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-03
TX RA APPROVED 2020-01-02
  • FL RA
    APPROVED
    Since 2026-04-03
  • TX RA
    APPROVED
    Since 2020-01-02

Branch Locations

Naples, FL • United States

5172 Village Creek Dr Ste 103, Plano, TX 75093-4444 • United States

Plano, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Dallas TX 09/2005 03/2020
Ameriprise Financial Services, Llc Plano TX 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; 189.733 Acres, Clark, Gilbert, No. 179, et al, Red River County, ,; Not Investment-Related; 11/09/2011. Other Business Activities; BJBCFP LLC; Setting up an LLC for tax purposes. Wil; 5120 Corinthian Bay DrivePlano Texas 75093, ,; ; 01/04/2016; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-02-19
S63 Uniform Securities Agent State Law Examination 1986-07-23
  • S65 Uniform Investment Adviser Law Examination
    1994-02-19
  • S63 Uniform Securities Agent State Law Examination
    1986-07-23
Designations

View on SEC IAPD

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