Nancy Mai Green

Current Employers

Edward S. Green & Associates, Llc

110 West Fayette Street One Lincoln Center, Suite 1000, Syracuse, NY 13202 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-13

NY RA
APPROVED

Since 2021-08-13

Branch Locations

900 Lincoln Center Suite 1000, Syracuse, NY 13202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward S. Green & Associates, Llc	Syracuse	NY	09/2010	Present

09/2010 → Present

Edward S. Green & Associates, Llc

Syracuse, NY

Previous Registrations

2009-02-09 → 2010-03-15

Ubs Financial Services Inc.

Dewitt, NY

Weehawken, NJ

Syracuse, NY

Syracuse, NY

Other Businesses

BOUSQUET HOLSTEIN PLLC. NOT INVESTMENT RELATED. 110 WEST FAYETTE ST., SYRACUSE, NY 13202. HUMAN RESOURCES CONSULTING. CONSULTANT SINCE 09/01/2017. 15 HOURS PER MONTH; 2 HOURS PER MONTH DURING SECURITIES TRADING HOURS. HUMAN RESOURCES CONSULTING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-06-28
S66	Uniform Combined State Law Examination	2007-06-07
S63	Uniform Securities Agent State Law Examination	1986-09-09

S65 Uniform Investment Adviser Law Examination

2019-06-28
S66 Uniform Combined State Law Examination

2007-06-07
S63 Uniform Securities Agent State Law Examination

1986-09-09

Other Names

Nancy M Green

View on SEC IAPD