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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group, Inc. | Clifton Park | NY | 11/2002 | 07/2025 |
| Lpl Financial Llc | Clifton Park | NY | 07/2025 | Present |
1. 07/10/2025- FINRA Dispute Resolution- FINRA Arbitrator- Not INV Related- Home Based- Start date 11/01/1995 2. 07/10/2025- Marshall Associates Financial Professionals- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/09/1989- 120 Hours Per Month- 120 Hours During Trading 3. 07/10/2025 Marshall Associates- Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 04/12/2002- 40 Hours Per Month- 10 Hours During Trading 4. 07/10/2025- Marshall Associates- Non-Variable Insurance/Insurance Agency- INV Related- At Reported Business Location(s)- Start date 04/12/2002- 30 Hours Per Month- 30 Hours During Trading 5. 07/10/2025- Marshall Associates- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 04/12/2002- 100 Hours Per Month- 100 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 1986-09-06 |
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