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Current Employers
Oakwood Capital, Inc.

600 Highway 169 South Suite 1410, St. Louis Park, MN 55426 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-04-15
MD RA APPROVED 2026-04-14
  • MN RA
    APPROVED
    Since 2026-04-15
  • MD RA
    APPROVED
    Since 2026-04-14

Branch Locations

Maple Grove, MN • United States

600 Highway 169 South Suite 1410, St. Louis Park, MN 55426 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Saint Paul MN 08/2010 01/2017
Covr Financial Technologies Boise ID 01/2017 10/2017
The Leaders Group, Inc. Littleton CO 05/2017 10/2017
Rbc Capital Markets, Llc. Minneapolis MN 12/2017 01/2024
Libra Towson MD 01/2024 Present
The Leaders Group Inc Littleton CO 06/2024 04/2026
Oakwood Capital Securities, Inc. Maple Grove MN 04/2026 Present
Oakwood Capital, Inc. Maple Grove MN 04/2026 Present
  • 08/2010 → 01/2017
    Saint Paul, MN
  • 01/2017 → 10/2017
    Covr Financial Technologies
    Boise, ID
  • 05/2017 → 10/2017
    The Leaders Group, Inc.
    Littleton, CO
  • 12/2017 → 01/2024
    Minneapolis, MN
  • 01/2024 → Present
    Libra
    Towson, MD
  • 06/2024 → 04/2026
    The Leaders Group Inc
    Littleton, CO
  • 04/2026 → Present
    Oakwood Capital Securities, Inc.
    Maple Grove, MN
  • 04/2026 → Present
    Maple Grove, MN
Previous Registrations
Other Businesses

1.) LIBRA - 1.22.24 - 1 Olympic Place, Suite 900, Towson, MD 21204 - Institutional Market Sales/Management, Establish and manage insurance sales opportunities with institutional partners, Invt Rel, Insurance business, 40 hrs/mo; 0 hrs/mo (during trading hours).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-27
S63 Uniform Securities Agent State Law Examination 1999-12-30
  • S66 Uniform Combined State Law Examination
    2006-12-27
  • S63 Uniform Securities Agent State Law Examination
    1999-12-30

View on SEC IAPD

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