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David Lee Schamerhorn

Osaic Wealth, Inc.

Tyler, TX

Houston, TX

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2019-09-06
FL RA APPROVED 2016-09-09
AL RA APPROVED 2014-02-10
LA RA APPROVED 2012-01-23
TX RA APPROVED 1995-06-02
  • CO RA
    APPROVED
    Since 2019-09-06
  • FL RA
    APPROVED
    Since 2016-09-09
  • AL RA
    APPROVED
    Since 2014-02-10
  • LA RA
    APPROVED
    Since 2012-01-23
  • TX RA
    APPROVED
    Since 1995-06-02

Branch Locations

Tyler, TX • United States

1322 Space Park Drive Suite C144, Houston, TX 77058 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Houston TX 06/1995 Present
Other Businesses

1. SCHAMERHORN FINANCIAL GROUP POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 03/01/1983 ADDRESS: 1322 Space Park Drive, Ste C144, Houston TX 77058, United States DESCRIPTION: Life Insurance Sales and Fixed Annuity sales 2. SCHAMERHORN FINANCIAL GROUP POSITION: Financial Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 130 START DATE: 03/01/1983 ADDRESS: 1322 Space Park Drive, Ste C144, Houston TX 77058, United States DESCRIPTION: Securities related Services through Registered Broker Dealer and Registered Investment Advisory Services and activities through Corp RIA

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-04-01
  • S63 Uniform Securities Agent State Law Examination
    1987-04-01

View on SEC IAPD

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