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346 Commercial Street, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-10-18 |
| MA | RA | APPROVED | 2010-12-17 |
Branch Locations
346 Commercial Street, Boston, MA 02109 • United States
Miami, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Boston | MA | 12/2010 | Present |
| Flagship Harbor Advisors, Llc | Boston | MA | 12/2010 | Present |
(1) 342-346 Commercial Street LLC - Investment Related - Boston, MA - Real Estate Holding Company - Owner - 12/10/2010 - Approx 1 hr/month - Approx. 0 hrs/month during securities trading hrs - This is strictly an LLC formed for the ownership and management of the office condo which was purchased with another individual. (2) No business name - Investment Related - Boston, MA - Non-variable insurance sales - Agent - 01/06/2011 - Approx 15 hrs/month - Approx 15 hrs/month during trading hrs - fixed insurance and fix annuities sales. (3) No business Name - Investment Related - Boston, MA - FINRA Arbitrator - 01/01/2001 - Approx 1 hr/month - Approx 1 hr/month during trading hrs - FINRA Abitrator. (4) LPL Financial LLC - Investment Related - Boston, MA - Broker-Dealer - Registered Representative - 12/17/2010 - Approx 15 hrs/month - Approx 15 hrs/month during trading hrs - Sale of securities products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1986-09-12 |
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