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Wayne Charles Young

LPl Financial LLC

Jamestown, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-10
  • NY RA
    APPROVED
    Since 2025-07-10

Branch Locations

Jamestown, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Young Tax Service, Inc. Jamestown NY 02/1985 12/2021
Cadaret, Grant & Co., Inc. Jamestown NY 05/2014 07/2025
Lpl Financial Llc Jamestown NY 07/2025 Present
  • 02/1985 → 12/2021
    Young Tax Service, Inc.
    Jamestown, NY
  • 05/2014 → 07/2025
    Cadaret, Grant & Co., Inc.
    Jamestown, NY
  • 07/2025 → Present
    Jamestown, NY
Previous Registrations
  • 2021-05-04 → 2025-07-10
    Cadaret, Grant & Co., Inc.
    Jamestown, NY
    Rochester, NY
    Niagara Falls, NY
Other Businesses

1- 07/2025 - Insurance Sales - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/02/1987 - 10 hours per month/ 5 hours during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-07-09
  • S63 Uniform Securities Agent State Law Examination
    1986-07-09
Designations

View on SEC IAPD

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