Alfred Jude Clemens

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-09-02
TX	RA	APPROVED	2018-10-12

FL RA
APPROVED

Since 2021-09-02
TX RA
APPROVED

Since 2018-10-12

Branch Locations

53 State Street Suite 3600, Boston, MA 02109-1875 • United States

Mashpee, MA • United States

Bonita Springs, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Boston	MA	10/2008	10/2018
Rbc Capital Markets, Llc.	Boston	MA	10/2018	Present

10/2008 → 10/2018

Ubs Financial Services Inc

Boston, MA
10/2018 → Present

Rbc Capital Markets, Llc.

Boston, MA

Previous Registrations

2008-11-10 → 2018-10-23

Ubs Financial Services Inc.

Boston, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-08-30
S63	Uniform Securities Agent State Law Examination	1986-09-04

S65 Uniform Investment Adviser Law Examination

2021-08-30
S63 Uniform Securities Agent State Law Examination

1986-09-04

Other Names

Alfred J Clemens
Al Clemens

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews