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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2017-04-12 |
| TX | RA | APPROVED | 2009-07-06 |
| TN | RA | APPROVED | 2004-03-03 |
Branch Locations
2220 Award Winning Way Ste 100, Knoxville, TN 37932-1995 • United States
Knoxville, TN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Knoxville | TN | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Knoxville | TN | 03/2020 | Present |
Business Ownership; RTW Enterprises, LLC; Managing the business and ownership interest of my Financial Planning practice.; The LLC will be internal to the operations of my practice.; 2220 Award Winning Way Suite 100, , Knoxville, TN, 37932; Investment-Related; 06/30/2021; 60 hours per month; 1 to 9 during trading hours / RTW Properties, LLC; Manage property, collect rent, pay bills, etc.; I have retitled the office building into an LLC and now tenants will pay the LLC rent each month instead of me personally.; 2220 Award Winning Way Suite 100, , Knoxville, TN, 37932; Investment-Related; 01/29/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; The Commons at Hardin Valley Owners Association; Secratary; 2202 Award Winning Way, , Knoxville, TN, 37932; Not Investment-Related; 01/13/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; RTW Enterprises, LLC; President - Running/managing the internal operations of the actual financial planning practice.; ; 2220 Award Winning Way Suite, 100, , Knoxville, TN, 37931; Not Investment-Related; 06/30/2021; 60 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-08-14 |
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