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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2017-04-12
TX RA APPROVED 2009-07-06
TN RA APPROVED 2004-03-03
  • KS RA
    APPROVED
    Since 2017-04-12
  • TX RA
    APPROVED
    Since 2009-07-06
  • TN RA
    APPROVED
    Since 2004-03-03

Branch Locations

2220 Award Winning Way Ste 100, Knoxville, TN 37932-1995 • United States

Knoxville, TN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Knoxville TN 09/2005 03/2020
Ameriprise Financial Services, Llc Knoxville TN 03/2020 Present
Other Businesses

Business Ownership; RTW Enterprises, LLC; Managing the business and ownership interest of my Financial Planning practice.; The LLC will be internal to the operations of my practice.; 2220 Award Winning Way Suite 100, , Knoxville, TN, 37932; Investment-Related; 06/30/2021; 60 hours per month; 1 to 9 during trading hours / RTW Properties, LLC; Manage property, collect rent, pay bills, etc.; I have retitled the office building into an LLC and now tenants will pay the LLC rent each month instead of me personally.; 2220 Award Winning Way Suite 100, , Knoxville, TN, 37932; Investment-Related; 01/29/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; The Commons at Hardin Valley Owners Association; Secratary; 2202 Award Winning Way, , Knoxville, TN, 37932; Not Investment-Related; 01/13/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; RTW Enterprises, LLC; President - Running/managing the internal operations of the actual financial planning practice.; ; 2220 Award Winning Way Suite, 100, , Knoxville, TN, 37931; Not Investment-Related; 06/30/2021; 60 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-08-14
  • S63 Uniform Securities Agent State Law Examination
    1986-08-14
Designations
Other Names
  • Randy White
  • Randall Thoms White
  • Randall Thomas White

View on SEC IAPD

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