Jorge Christian Chain

Current Employers

B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2017-03-23

FL RA
APPROVED

Since 2017-03-23

Branch Locations

Boca Raton, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
National Securities Corporation	Boca Raton	FL	03/2017	07/2022
Self - Employed	Wellington	FL	11/2015	03/2017
B. Riley Wealth Advisors, Inc.	Boca Raton	FL	03/2017	Present
B. Riley Wealth Management	Boca Raton	FL	07/2022	Present

03/2017 → 07/2022

National Securities Corporation

Boca Raton, FL
11/2015 → 03/2017

Self - Employed

Wellington, FL
03/2017 → Present

B. Riley Wealth Advisors, Inc.

Boca Raton, FL
07/2022 → Present

B. Riley Wealth Management

Boca Raton, FL

Previous Registrations

2015-08-25 → 2015-11-17

Mwa Financial Services Inc.

Wellington, FL

Lexington, KY
2013-09-27 → 2013-11-05

International Assets Investment Management, Llc

Orlando, FL
2012-05-09 → 2012-10-04

Camarda Wealth Advisory Group

Wellington, FL

Fleming Island, FL
2011-02-16 → 2011-12-21

Lpl Financial Llc

Sunrise, FL

Pembroke Pines, FL

Boca Raton, FL

Margate, FL

Fort Lauderdale, FL
2008-03-18 → 2011-02-07

Cuso Financial Services, L.P.

San Diego, CA

Palm Beach Gardens, FL
2007-08-13 → 2008-03-11

Equitable Advisors, Llc

Boca Raton, FL
2006-08-01 → 2007-06-07

Fifth Third Securities, Inc.

Palm Beach Gardens, FL

Fort Lauderdale, FL

Palm Beach, FL
2005-09-06 → 2006-04-20

Uvest Financial Services Group, Inc.

North Palm Beach, FL
2004-10-20 → 2005-07-28

Banc Of America Investment Services, Inc.

Fort Lauderdale, FL
2003-11-24 → 2004-10-20

Quick & Reilly, Inc.

Coral Gables, FL
2002-01-29 → 2003-11-10

Wells Fargo Clearing Services, Llc

West Palm Beach, FL

Other Businesses

1. B. Riley Wealth Insurance; Investment related; Same address as BRWM; Insurance sales; Approve/ reject insurance business submitted by reps; Start date 2017; 160 hrs/ month devoted during securities trading hrs.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-03-12
S63	Uniform Securities Agent State Law Examination	1992-07-20

S65 Uniform Investment Adviser Law Examination

1996-03-12
S63 Uniform Securities Agent State Law Examination

1992-07-20

Other Names

George Chain
Jorge Mohamad Chain

View on SEC IAPD