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Current Employers
Vanderbilt Advisory Services

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-06-13
  • NY RA
    APPROVED
    Since 2025-06-13

Branch Locations

Elmira, NY • United States

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ibn Financial Services, Inc. Liverpool NY 04/2004 06/2025
Vanderbilt Securities, Llc Woodbury NY 06/2025 Present
Vanderbilt Advisory Services Woodbury NY 06/2025 Present
Previous Registrations
  • 2021-07-16 → 2025-06-20
    Liverpool, NY
    Liverpool, NY
    Elmira, NY
  • 2002-01-11 → 2004-06-03
    Williams Capital Corporation
    Elmira, NY
Other Businesses

Taxes & Accounting. Not Investment related. Start date: 01/01/1986. Address: 326 Noble St Elmira, NY 14901. Title: Sole Proprietor. Duties: Accounting and Tax Preparation. Time spent during regular hours: 50%.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-22
S63 Uniform Securities Agent State Law Examination 1986-12-08
  • S66 Uniform Combined State Law Examination
    2025-01-22
  • S63 Uniform Securities Agent State Law Examination
    1986-12-08

View on SEC IAPD

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