Kathleen Mary Talboom

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2005-03-28

FL RA
APPROVED

Since 2005-03-28

Branch Locations

Largo, FL • United States

2627 Mccormick Dr. Ste. 101, Clearwater, FL 33759 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc.	Fairfield	IA	12/1999	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	03/2005	Present
Essentia Financial, Inc.	Largo	FL	08/2013	Present

12/1999 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
03/2005 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA
08/2013 → Present

Essentia Financial, Inc.

Largo, FL

Previous Registrations

2002-03-29 → 2004-02-12

First Affirmative Financial Network Llc

Indian Rocks Beach, FL

Other Businesses

1) INDEPENDENT INSURANCE AGENT FOR INDEPENDENT INSURANCE COMPANIES. 2) ESSENTIA FINANCIAL INC., PO BOX 1299, INDIAN ROCKS BEACH, FL 33785. BEGAN 4/2007 AS PRESIDENT OF BUSINESS USED AS A MANAGEMENT TOOL. LOCATION IS NOT ADVERTISED TO CLIENTS. DEVOTES 40 HR/YR- NONE DURING TRADING. 3) CIRA, 1776 PLEASANT PLAIN ROAD, FAIRFIELD, IA 52556-8757 ; BEGAN 03/28/2005 ; AS IAR ; INVESTMENT RELATED ; DEVOTES 80 HRS/MO ; 6 DURING TRADING HOURS. 4) FIRST CHURCH OF CHRIST SCIENTISTS CLEARWATER, 210 Turner St., Clearwater FL 33756, 12/2021, BOARD MEMBER, RELIGIOUS ORGANIZATION, NIR, 5 HR/MONTH 0 HR/MONTH TRADING

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-07-21

S63 Uniform Securities Agent State Law Examination

1986-07-21

View on SEC IAPD