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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-09-30
NC RA APPROVED 2007-07-25
FL RA APPROVED 2007-02-02
  • TX RA
    APPROVED
    Since 2015-09-30
  • NC RA
    APPROVED
    Since 2007-07-25
  • FL RA
    APPROVED
    Since 2007-02-02

Branch Locations

Sylva, NC • United States

3810 Northdale Blvd. Suite 180, Tampa, FL 33624 • United States

Sylva, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Tampa FL 01/2007 Present
  • 01/2007 → Present
    Raymond James & Associates
    Tampa, FL
Previous Registrations
Other Businesses

(1)CARROLLWOOD DAY SCHOOL - TAMPA, FL, BOARD OF TRUSTEES AND CHAIR OF THE CAPITAL CAMPAIGN, DEVOTE APPROX 25 HRS PER MONTH, 10 HRS DURING BSNS HRS. (2) NAME OF BUSINESS : INTHINC ADDRESS: 17403 Lotino Place,Lutz, FL NATURE OF THE BUSINESS: PERSONAL/PRIVATE INVESTMENT POSITION/TITLE: PERSONAL/PRIVATE INVESTMENT INVESTMENT RELATED:YES START DATE: 01/14/2011 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 0 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0 DESCRIPTION OF DUTIES: PASSIVE INVESTOR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-28
S63 Uniform Securities Agent State Law Examination 1990-09-17
  • S66 Uniform Combined State Law Examination
    2003-10-28
  • S63 Uniform Securities Agent State Law Examination
    1990-09-17

View on SEC IAPD

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