Raymond Hannibal Preston

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-01-26
CA	RA	APPROVED	2000-08-22

TX RA
APPROVED_RES

Since 2009-01-26
CA RA
APPROVED

Since 2000-08-22

Branch Locations

2175 N. California Blvd. Suite 405, Walnut Creek, CA 94596 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	09/1999	06/2020
Equitable Advisors, Llc	New York	NY	09/1999	Present

09/1999 → 06/2020

Axa Advisors, Llc

New York, NY
09/1999 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1) RENTAL PROPERTY. OWNER. 1031 W 77 AVE ANCHORAGE AK 99518. START 01/01/1989. 1 HOUR A MONTH. COMPENSATION $0. BANK SIGANTOR. ACCOUNT NAME RAYMOND H PRESTON JR BLANCHE M PRESTON. 2) Successor trustee of immediate family 3) VARIOUS OUTSIDE INSURANCE CO'S.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-07
S63	Uniform Securities Agent State Law Examination	1994-01-27

S65 Uniform Investment Adviser Law Examination

1999-12-07
S63 Uniform Securities Agent State Law Examination

1994-01-27

Other Names

Raymond Hannibal Preston

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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