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10801 Main Street Suite 201, Bellevue, WA 98004-6366 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2018-08-23 |
| TX | RA | APPROVED_RES | 2018-08-17 |
Branch Locations
10801 Main Street Suite 201, Bellevue, WA 98004-6366 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | Present |
| Paul R Ried Financial Group, Llc | Bellevue | WA | 08/2018 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
(1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 1996,< 1HR/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, ANNUITIES, AND LONG-TERM CARE; (2) NAME OF OTHER BUSINESS: MARKET PLACE CONNECTIONS INVESTMENT RELATED: NO ADDRESS: 100 112TH AVE NE. BELLEVUE, WA 98004 NATURE OF BUSINESS: NETWORKING GROUP LEARNING LEADERSHIP PRINCIPLES START DATE: 01/13/2016 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 0-2 HOURS APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: CONSULTING/ ADVISORY/ CO-SPONSOR EVENTS; (3) NAME OF OTHER BUSINESS: TRIAGE CARE MINISTRY INVESTMENT RELATED: NO ADDRESS: 2448 APRIL SOUND LANE, FRISCO, TX 75033 NATURE OF BUSINESS: MINISTRY WORK START DATE: 1/20/2016 POSITION/TITLE/RELATIONSHIP: MINISTRY BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 0-1 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER - ADVISORY ONLY; (4) NAME OF OTHER BUSINESS: RIEDS REFUGE LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: RECREATIONAL REAL ESTATE ; START DATE: 10/2015 ; POSITION/TITLE/RELATIONSHIP: PART OWNER ; APX NUMBER OF HOURS PER WEEK: NONE ; APX NUMBER OF HOURS DURING TRADING HOURS: NONE ; BRIEF DESCRIPTION OF DUTIES: PART OWNER OF RECREATIONAL REAL ESTATE ;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 1986-09-05 |
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