Marcus Christopher Werner

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-12-20

MN RA
APPROVED

Since 2013-12-20

Branch Locations

Apple Valley, MN • United States

901 3Rd Ave S, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Minneapolis	MN	11/2004	03/2020
Ameriprise Financial Services, Llc	Minneapolis	MN	03/2020	Present

11/2004 → 03/2020

Ameriprise Financial Services, Inc.

Minneapolis, MN
03/2020 → Present

Ameriprise Financial Services, Llc

Minneapolis, MN

Other Businesses

Name of Activity: POWER OF ATTORNEY; Date Activity Started/Modified/Ended: 2/4/2019; Type of Activity: Other - POWER OF ATTORNEY; Role/Relationship: Other - POWER OF ATTORNEY; Responsibilities: POWER OF ATTORNEY & SERVICE RELATED ACTIVITIES; Income Per Year: NO INCOME; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? Yes - INVESTMENT AND BANK SAVINGS ACCOUNTS; --- END ---

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-09-12

S66 Uniform Combined State Law Examination

2002-09-12

Other Names

Marcus C Werner
Marc C Werner

View on SEC IAPD