Michael William Mullins

Current Employers

Oakwood Capital, Inc.

600 Highway 169 South Suite 1410, St. Louis Park, MN 55426 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-02-03
MN	RA	APPROVED	2025-02-03
SC	RA	APPROVED	2025-02-03
AZ	RA	APPROVED	2024-11-21
TX	RA	APPROVED_RES	2023-03-06

CA RA
APPROVED

Since 2025-02-03
MN RA
APPROVED

Since 2025-02-03
SC RA
APPROVED

Since 2025-02-03
AZ RA
APPROVED

Since 2024-11-21
TX RA
APPROVED_RES

Since 2023-03-06

Branch Locations

600 Highway 169 South Suite 1410, St. Louis Park, MN 55426 • United States

Bermuda Dunes, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
The Oak Ridge Financial Services Group, Inc.	Golden Valley	MN	06/2015	09/2019
Oakwood Capital Securities, Inc.	Minneapolis	MN	09/2019	Present
Oakwood Capital, Inc.	Minneapolis	MN	09/2019	Present

06/2015 → 09/2019

The Oak Ridge Financial Services Group, Inc.

Golden Valley, MN
09/2019 → Present

Oakwood Capital Securities, Inc.

Minneapolis, MN
09/2019 → Present

Oakwood Capital, Inc.

Minneapolis, MN

Previous Registrations

2019-09-27 → 2020-12-31

Oakwood Capital, Inc.

St. Louis Park, MN
2015-06-30 → 2019-09-16

The Oak Ridge Financial Services Group, Inc.

Golden Valley, MN

Golden Valley, MN
2011-04-01 → 2015-07-30

Jhs Capital Advisors, Llc

Minnetonka, MN

Bloomington, MN

Tampa, FL

Portland, OR
2008-06-20 → 2011-04-07

Rbc Capital Markets, Llc

Minneapolis, MN
2004-09-24 → 2008-06-24

Wells Fargo Investments, Llc

Bloomington, MN

Minneapolis, MN

Bloomington, MN

Bloomington, MN

Other Businesses

Oakwood Capital, Inc., Investment Adviser Representative and Financial Planning since 09/27/2019; Investment Related; 20 hours per week; 600 Highway 169 S, Ste 1410, Minneapolis, MN 55426; offers investment and financial planning advice for a fee to individuals and small businesses. Oakwood Capital Advisors, LLC; Wealth Management and Financial Planning since 01/2022; Investment Related; 20 hours per week; 600 Highway 169 S, Ste 1410, Minneapolis, MN 55426; offers investment and financial planning advice for a fee to individuals and small businesses. Oakwood Capital Insurance Solutions, LLC; Non-Investment Related since 01/2022; 5 hours per week; 600 Highway 169 S, Ste 1410, Minneapolis, MN 55426; offers Fixed Insurance and Annuities to individual clients. Laundry Love; Volunteer; Non-investment related since 10/1/2023 at 42320 Baracoa Dr. #12, Bermuda, CA 92203; 8 hours per month after business hours; Charity organization Eisenhower Health; Volunteer Chaplain's Assistant; Non-investment related; since 2/25/2026; 39000 Bob Hope Dr. Rancho Mirage, CA 92270; 8 hours per month after business hours

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-09-23
S63	Uniform Securities Agent State Law Examination	1987-03-26

S66 Uniform Combined State Law Examination

2004-09-23
S63 Uniform Securities Agent State Law Examination

1987-03-26

Other Names

Michael W Mullins

View on SEC IAPD