John Baratta

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-02
NJ	RA	APPROVED	2014-03-28

TX RA
APPROVED_RES

Since 2020-04-02
NJ RA
APPROVED

Since 2014-03-28

Branch Locations

61 South Paramus Road 3Rd Floor, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Paramus	NJ	03/2014	08/2017
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present
Morgan Stanley Smith Barney Llc	Paramus	NJ	08/2017	Present

03/2014 → 08/2017

Morgan Stanley

Paramus, NJ
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY
08/2017 → Present

Morgan Stanley Smith Barney Llc

Paramus, NJ

Previous Registrations

2006-05-26 → 2014-03-31

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Paramus, NJ

Other Businesses

2.GOVERNMENT / MUNICIPALITY / POLITICAL;THE HASBROUCK HEIGHTS FREE PUBLIC LIBRARY; BOARD OF TRUSTEES MEMBER;DURING BUSINESS HOURS 0;AFTER BUSINESS HOURS 2

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-02-09
S63	Uniform Securities Agent State Law Examination	2004-06-18

S66 Uniform Combined State Law Examination

2006-02-09
S63 Uniform Securities Agent State Law Examination

2004-06-18

View on SEC IAPD