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Richard L Watton

Morgan Stanley

Atlanta, GA

Cumming, GA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-23
GA RA APPROVED 2014-09-09
  • TX RA
    APPROVED_RES
    Since 2020-04-23
  • GA RA
    APPROVED
    Since 2014-09-09

Branch Locations

3280 Peachtree Road North East Suite1600, Atlanta, GA 30305 • United States

Cumming, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Atlanta GA 09/2014 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 09/2014 → Present
    Morgan Stanley
    Atlanta, GA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-01-14
S65 Uniform Investment Adviser Law Examination 2003-02-12
  • S63 Uniform Securities Agent State Law Examination
    2005-01-14
  • S65 Uniform Investment Adviser Law Examination
    2003-02-12
Other Names
  • Richard Lawrence Watton
  • Richard Lawrence Watton
  • Ric Watton
  • Ric Watton

View on SEC IAPD

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