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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-26
PA RA APPROVED 2016-09-28
  • TX RA
    APPROVED_RES
    Since 2018-08-26
  • PA RA
    APPROVED
    Since 2016-09-28

Branch Locations

301 Grant St Ste 3600 One Oxford Centre, Pittsburgh, PA 15219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pittsburgh PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Pittsburgh PA 11/2016 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-07-09
  • S63 Uniform Securities Agent State Law Examination
    1986-07-09

View on SEC IAPD

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