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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-02-22 |
Branch Locations
2840 W Southlake Blvd Ste 120, Southlake, TX 76092-6767 • United States
Southlake, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Southlake | TX | 02/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Southlake | TX | 03/2020 | Present |
Real Estate Ownership; Single Family; 1675 25th rd, , geneseo , KS, 67444; Not Investment-Related; 06/04/2026. Outside Employment; Certainty of uncertainty LLC; advisor for Kuttin wealth management; Manage advisory business; 2840 W Southlake Blvd, Ste 120, Southlake, TX, 76092; Investment-Related; 09/15/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-16 |
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