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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2003-07-02 |
| TX | RA | APPROVED_RES | 1988-07-22 |
Branch Locations
1331 N California Blvd, Walnut Creek, CA 94596 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Walnut Creek | NY | 04/1986 | Present |
| Bank Of America,Na | Walnut Creek | CA | 09/2009 | Present |
I*: 2118271 Entity Type: Entity For Profit Name of OBA: 1261 OVB LLC Address: Pacific Grove, CA 93950 Investment Related: Yes Position, Title, Association: Other/Manager Employee Start Date: 11/27/2024 Number of Hours: 2 hrs wkly Number of Hours during trading: 0 Duties: Entity will own residential rental property. Spouse, Jillian and I are co-members of the LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-24 |
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