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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2004-10-27 |
Branch Locations
3625 E Thousand Oaks Blvd #266, Westlake Village, CA 91362 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger Corp. | Westlake Village | CA | 10/2004 | Present |
1. 8/31/2009 - DBA ONLY - GUIDEWELL FINANCIAL - FIXED INSURANCE, LTC INSURANCE. - 1% TIME SPENT - WESTLAKE VILLAGE, CA
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-03-06 |
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