Martin Parsons Hardy

Current Employers

Guardian Wealth Advisors, Llc

2413 Blue Ridge Rd Suite 201, Raleigh, NC 27607 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2021-10-22

NC RA
APPROVED

Since 2021-10-22

Branch Locations

3211 Shannon Rd Suite 410, Durham, NC 27707 • United States

2413 Blue Ridge Rd Suite 201, Raleigh, NC 27607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hornor Townsend And Kent, Inc	Durham	NC	04/2007	10/2021
Penn Mutual Life Ins Co	Durham	NC	03/2007	Present
Private Client Services	Durham	NC	10/2021	Present
Guardian Wealth Advisors	Raleigh	NC	10/2021	Present

04/2007 → 10/2021

Hornor Townsend And Kent, Inc

Durham, NC
03/2007 → Present

Penn Mutual Life Ins Co

Durham, NC
10/2021 → Present

Private Client Services

Durham, NC
10/2021 → Present

Guardian Wealth Advisors

Raleigh, NC

Previous Registrations

2007-04-02 → 2021-10-15

Hornor, Townsend & Kent, Llc

Morrisville, NC
1993-04-13 → 2007-04-17

1717 Capital Management Company

Durham, NC

Greensboro, NC

Other Businesses

1) Guardian Wealth Advisors. 3616 Shannon Rd, Ste 101, Durham, NC 27707. RIA. 60 hrs/mo; 50 during trading hrs. 2) Martin Hardy. Disability income insurance services/LTC sales/ fixed life sales. 20 hrs/mo; 20 during trading hrs. 3) Penn Mutual Life Insurance. 1600 Malone Street, Millville, NJ 08332. Mutual Insurance. Agent/Life Insurance Sales. 30 hrs/mo; 30 during trading hrs.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-08-25
S63	Uniform Securities Agent State Law Examination	1986-10-30

S65 Uniform Investment Adviser Law Examination

1994-08-25
S63 Uniform Securities Agent State Law Examination

1986-10-30

View on SEC IAPD