Lance Shigeo Ichikawa

Current Employers

Emerson Equity Llc

155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-02-15

CA RA
APPROVED

Since 2024-02-15

Branch Locations

Foster City, CA • United States

155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Concert Wealth Management, Inc.	San Jose	CA	04/2010	09/2017
C2C Wealth Management, Llc	Mansfield	MA	06/2017	02/2024
Emerson Equity Llc	San Mateo	CA	02/2024	Present

04/2010 → 09/2017

Concert Wealth Management, Inc.

San Jose, CA
06/2017 → 02/2024

C2C Wealth Management, Llc

Mansfield, MA
02/2024 → Present

Emerson Equity Llc

San Mateo, CA

Previous Registrations

2017-06-01 → 2024-02-16

C2C Wealth Management, Llc

San Mateo, CA

Scottsdale, AZ
2010-05-03 → 2017-10-02

Concert Wealth Management

San Mateo, CA

San Jose, CA
2006-08-03 → 2010-04-30

Emerson Equity Llc

San Mateo, CA

San Mateo, CA
2006-02-21 → 2006-08-04

Wamu Investments, Inc.

Menlo Park, CA
2003-07-10 → 2005-11-03

Charles Schwab & Co., Inc.

Los Gatos, CA
2002-02-05 → 2002-09-03

Piper Sandler & Co.

San Francisco, CA

Other Businesses

1)- LANCE ICHIKAWA INSURANCE, INVESTMENT RELATED, 1115 DECATUR ST., FOSTER CITY, CA 94404, FIXED INSURANCE SALES, INSURANCE AGENT, SELLING FIXED INSURANCE PRODUCTS WHEN NEEDED, 0 HOURS MONTHLY, 0 HOURS DURING SECURITIES TRADING HOURS, 04/1989

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1989-06-23

S63 Uniform Securities Agent State Law Examination

1989-06-23

Other Names

Lance Ichikawa

View on SEC IAPD