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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2025-09-08 |
| HI | RA | APPROVED | 2024-01-02 |
| NV | RA | APPROVED | 2023-07-18 |
| GA | RA | APPROVED | 2023-04-12 |
| MS | RA | APPROVED | 2023-01-04 |
| MA | RA | APPROVED | 2023-01-03 |
| WA | RA | APPROVED | 2022-11-29 |
| WI | RA | APPROVED | 2022-07-06 |
| MO | RA | APPROVED | 2022-03-29 |
| CO | RA | APPROVED | 2022-03-15 |
| DE | RA | APPROVED | 2022-03-15 |
| MN | RA | APPROVED | 2022-03-15 |
| OH | RA | APPROVED | 2022-03-15 |
| OR | RA | APPROVED | 2022-03-15 |
| SC | RA | APPROVED | 2022-03-15 |
| AZ | RA | APPROVED | 2022-03-09 |
| VT | RA | APPROVED | 2022-03-04 |
| MD | RA | APPROVED | 2022-03-01 |
| CA | RA | APPROVED | 2022-02-25 |
| IL | RA | APPROVED | 2022-02-25 |
| KY | RA | APPROVED | 2022-02-25 |
| ME | RA | APPROVED | 2022-02-25 |
| MI | RA | APPROVED | 2022-02-25 |
| NH | RA | APPROVED | 2022-02-25 |
| NC | RA | APPROVED | 2022-02-25 |
| OK | RA | APPROVED | 2022-02-25 |
| TX | RA | APPROVED | 2022-02-25 |
| VA | RA | APPROVED | 2022-02-25 |
| PA | RA | APPROVED | 2022-02-15 |
| FL | RA | APPROVED | 2022-01-25 |
| CT | RA | APPROVED | 2022-01-24 |
| NJ | RA | APPROVED | 2022-01-24 |
| NY | RA | APPROVED | 2021-12-22 |
Branch Locations
324 So. Service Road, Melville, NY 11747 • United States
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gm Advisory Group | Melville | NY | 01/2010 | 11/2017 |
| Td Bank N.A. | Melville | NY | 11/2021 | Present |
| Td Private Client Wealth Llc | Melville | NY | 11/2021 | Present |
| Rcl Advisors | New York | NY | 09/2018 | 12/2019 |
| Wealth Enhancement Group | New York | NY | 01/2020 | 10/2021 |
| Unemployed | Farmingdale | NY | 12/2017 | 08/2018 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-01-14 |
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