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Tobith Walker Mckenzie

Hilltop Securities Inc.

Austin, TX

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Current Employers
Hilltop Securities Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-05
  • TX RA
    APPROVED
    Since 2023-07-05

Branch Locations

7000 North Mopac Expressway Suite 400, Austin, TX 78731 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Comerica Securities, Inc. Houston TX 11/2015 09/2021
Pnc Investments Houston TX 09/2021 06/2023
Hilltop Securities Inc. Austin TX 06/2023 Present
  • 11/2015 → 09/2021
    Comerica Securities, Inc.
    Houston, TX
  • 09/2021 → 06/2023
    Pnc Investments
    Houston, TX
  • 06/2023 → Present
    Hilltop Securities Inc.
    Austin, TX
Previous Registrations
  • 2021-09-20 → 2022-03-23
    Pnc Wealth Management Llc
    Katy, TX
    Katy, TX
    Houston, TX
    Houston, TX
  • 2015-11-11 → 2020-01-03
    Comerica Securities
    Dallas, TX
    Houston, TX
    Houston, TX
  • 2013-12-17 → 2015-11-05
    B. Riley Wealth Management
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-17
S65 Uniform Investment Adviser Law Examination 1992-10-29
S63 Uniform Securities Agent State Law Examination 1987-05-15
  • S66 Uniform Combined State Law Examination
    2013-12-17
  • S65 Uniform Investment Adviser Law Examination
    1992-10-29
  • S63 Uniform Securities Agent State Law Examination
    1987-05-15
Other Names
  • Tobith Anne Walker
  • Tobi Walker
  • Tobith Anne Mckenzie

View on SEC IAPD

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