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Current Employers
Summit Financial, Llc

4 Campus Drive, Parsippany, NJ 07054 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-03-27
  • MI RA
    APPROVED
    Since 2026-03-27

Branch Locations

Chelsea, MI • United States

9325 Maltby Road, Brighton, MI 48116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2019 03/2022
Unemployed Chelsea MI 06/2019 07/2019
Homestead Saving Bank Albion MI 04/2014 06/2019
Michigan High School Athletic Association East Lansing MI 03/2017 04/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ann Arbor MI 07/2022 03/2026
Unemployed Ann Arbor MI 04/2022 06/2022
Bank Of America, N.A. Ann Arbor MI 08/2022 03/2026
Summit Financial, Llc Parsippany NJ 03/2026 Present
  • 07/2019 → 03/2022
    St Louis, MO
  • 06/2019 → 07/2019
    Unemployed
    Chelsea, MI
  • 04/2014 → 06/2019
    Homestead Saving Bank
    Albion, MI
  • 03/2017 → 04/2019
    Michigan High School Athletic Association
    East Lansing, MI
  • 07/2022 → 03/2026
    Ann Arbor, MI
  • 04/2022 → 06/2022
    Unemployed
    Ann Arbor, MI
  • 08/2022 → 03/2026
    Bank Of America, N.A.
    Ann Arbor, MI
  • 03/2026 → Present
    Parsippany, NJ
Previous Registrations
Other Businesses

Soccer referee for the Michigan High School Athletic Association since 03,2016; non-investment business; 1661 Ramblewood Drive, East Lansing, MI 48823. I referee soccer games. "Michigan High School Athletic Association Type of business: Athletic Association East Lansing, MI Start date: 4/1/2016 Referee Hours per week: 4 Hours during trading: 0 Referee girls and boys high school soccer. Girls season April - June; boys season August- November."

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-14
S63 Uniform Securities Agent State Law Examination 1987-03-26
  • S66 Uniform Combined State Law Examination
    2019-09-14
  • S63 Uniform Securities Agent State Law Examination
    1987-03-26
Other Names
  • Steve Thoms
  • Steven Floyd Thoms

View on SEC IAPD

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