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Debra Ruth Levy

Mesirow Financial Investment Management, Inc.

Chicago, IL

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Current Employers
Mesirow Financial Investment Management, Inc.

353 N. Clark St, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-11-09
IL RA APPROVED 2016-11-09
TX RA APPROVED 2016-11-09
  • CA RA
    APPROVED
    Since 2016-11-09
  • IL RA
    APPROVED
    Since 2016-11-09
  • TX RA
    APPROVED
    Since 2016-11-09

Branch Locations

353 N. Clark St, Chicago, IL 60654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Oakbrook Terrace IL 01/2009 11/2016
Mesirow Financial, Inc. Highland Park IL 11/2016 Present
  • 01/2009 → 11/2016
    Ubs Financial Services Inc
    Oakbrook Terrace, IL
  • 11/2016 → Present
    Mesirow Financial, Inc.
    Highland Park, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-16
S63 Uniform Securities Agent State Law Examination 1994-04-28
  • S66 Uniform Combined State Law Examination
    2015-11-16
  • S63 Uniform Securities Agent State Law Examination
    1994-04-28
Other Names
  • Debra Levin Kroncke
  • Debbie Levin
  • Debra Ruth Levin
  • Debra Ruth Levy
  • Debra R. Levy

View on SEC IAPD

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SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

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SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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