Raymond Neil Sussel

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2003-01-24

OH RA
APPROVED

Since 2003-01-24

Branch Locations

6050 Oak Tree Blvd Suite 320, Independence, OH 44131 • United States

Chagrin Falls, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	09/1999	06/2020
Equitable Advisors, Llc	New York	NY	09/1999	Present

09/1999 → 06/2020

Axa Advisors, Llc

New York, NY
09/1999 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

(1) Independent Agent Outside Fixed Insurance Appointments (2) Stoneridge of Geauga HOA - Board Member non-investment - Chagrin Falls, OH - 09/2023 - 6hrs/mth.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-08-26

S66 Uniform Combined State Law Examination

1999-08-26

Other Names

Raymond Neil Sussell

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

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