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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2005-07-19
TX RA APPROVED_RES 2005-01-14
  • GA RA
    APPROVED
    Since 2005-07-19
  • TX RA
    APPROVED_RES
    Since 2005-01-14

Branch Locations

3920 Arkwright Rd, Macon, GA 31210 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Macon GA 01/2005 Present
Bank Of America, Na Macon GA 12/2009 Present
Previous Registrations
  • 2003-05-06 → 2005-01-14
    A. G. Edwards & Sons, Inc.
    Macon, GA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-04-03
  • S63 Uniform Securities Agent State Law Examination
    1987-04-03
Other Names
  • Gary Morgan

View on SEC IAPD

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