Joseph Louis Aldridge

Current Employers

Jla Investment Management

Oakland, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APP_PEND_IARCE	2026-01-01

CA RA
APP_PEND_IARCE

Since 2026-01-01

Branch Locations

Oakland, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jla Investment Management	Oaklannd	CA	04/2014	Present

04/2014 → Present

Jla Investment Management

Oaklannd, CA

Previous Registrations

2008-09-22 → 2014-05-23

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Oakland, CA
2000-02-24 → 2008-10-02

Citigroup Global Markets Inc.

Berkeley, CA

Berkeley, CA

Other Businesses

JOSEPH L ALDRIDGE 727 EAST 24TH STREET OAKLAND CA; RETAIL; NOT IVST RLTD; SELLING ANTIQUES AND COLLECTABLES; ST DT-06-07-2009; HRS/MO-11-20; HRS/TRD-0; COLLECT VINTAGE HAWAIIAN CLOTHES (MAINLY MENS SHIRTS) AND COLLECT OTHER INEXPENSIVE COLLECTABLE ITEMS THAT MAY BE SOLD TO COVER COSTS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-21
S63	Uniform Securities Agent State Law Examination	1987-10-29

S65 Uniform Investment Adviser Law Examination

1999-12-21
S63 Uniform Securities Agent State Law Examination

1987-10-29

View on SEC IAPD