Ralph Walter Kunzmann

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-04-04
FL	RA	APPROVED	2012-08-21
IL	RA	APPROVED	1998-05-21

TX RA
APPROVED

Since 2016-04-04
FL RA
APPROVED

Since 2012-08-21
IL RA
APPROVED

Since 1998-05-21

Branch Locations

1000 Hart Rd Ste 105, Barrington, IL 60010 • United States

Fox River Grove, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Barrington	IL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Barrington	IL	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Barrington, IL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Barrington, IL

Other Businesses

TRUSTEE FOR FAMILY FRIEND; INVESTMENT RELATED; FOX RIVER GROVE, IL; START 1/2014; 3-5 HRS PER MONTH; 0 HRS DURING TRADING. PERSONAL REPRESENTATIVE FOR FAMILY FRIEND, INV RELATED, FOX RIVER GROVE, IL, START 1/13/2014, 5 HOURS PER MONTH, ZERO DURING TRADING.; TRUSTEE FOR PARENT'S TRUST, INV RELATED, LAKE BARRINGTON, IL, START: 6/13/2019, 1 HR/MONTH, 0 HRS DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-06-17
S63	Uniform Securities Agent State Law Examination	1987-10-12

S65 Uniform Investment Adviser Law Examination

1996-06-17
S63 Uniform Securities Agent State Law Examination

1987-10-12

Designations

View on SEC IAPD