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Daniel Joseph Mckenna

Ubs Financial Services Inc.

Cleveland, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-02-28
FL RA APPROVED 2007-02-09
OH RA APPROVED 2007-02-09
  • TX RA
    APPROVED_RES
    Since 2007-02-28
  • FL RA
    APPROVED
    Since 2007-02-09
  • OH RA
    APPROVED
    Since 2007-02-09

Branch Locations

600 Superior Ave E. - 27Th Floor, Cleveland, OH 44114 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Rocky River OH 02/2007 Present
Previous Registrations
  • 1999-05-14 → 2007-02-09
    Keybanc Capital Markets Inc.
    Rocky River, OH
    Rocky River, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-05-24
S63 Uniform Securities Agent State Law Examination 1986-09-23
  • S65 Uniform Investment Adviser Law Examination
    1995-05-24
  • S63 Uniform Securities Agent State Law Examination
    1986-09-23
Other Names
  • Dan Mckenna

View on SEC IAPD

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