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Current Employers
Founders Financial Securities Llc

1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2026-01-05
MA RA APPROVED 2023-08-09
  • NH RA
    APPROVED
    Since 2026-01-05
  • MA RA
    APPROVED
    Since 2023-08-09

Branch Locations

Charlton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Charleston MA 03/2006 10/2017
Securities America, Inc. Charlton MA 10/2017 08/2023
Securities America Advisors Charlton MA 10/2017 08/2023
Founders Financial Securities Llc Towson MD 08/2023 Present
  • 03/2006 → 10/2017
    National Planning Corporation
    Charleston, MA
  • 10/2017 → 08/2023
    Securities America, Inc.
    Charlton, MA
  • 10/2017 → 08/2023
    Securities America Advisors
    Charlton, MA
  • 08/2023 → Present
    Towson, MD
Previous Registrations
  • 2017-12-01 → 2023-08-01
    Securities America Advisors, Inc.
    Charlton, MA
  • 2006-04-03 → 2017-11-08
    National Planning Corporation
    South Windsor, CT
    Charlton, MA
  • 2003-03-12 → 2006-04-03
    Osaic Fs, Inc.
    Charlton, MA
  • 1999-04-28 → 2003-03-21
    Polaris Advisory Services Inc
    Charlton, MA
Other Businesses

1)McCord LLC; Investment Related; Start Date: 03/1986; 26 Carroll Hill Road Charlton, MA 01507; Insurance Sales; 4 Hrs. Per Month; 4 Hrs. During Trading; Insurance sales and servicing of Medicare Advantage, Medicare Supplement, life, disability, LTC insurance and Fixed annuities; 2) McCord LLC; Non-Investment Related; Start Date: 01/2010; 26 Carroll Hill Road Charlton, MA 01507; Tax Preparation; 1 Hrs. Per Month; 1 Hrs. During Trading; Tax Return preparation and filing; 3) SWN Production Company LLC; Start Date: 07/2018; Non-Investment Related; PO Box 12359, Spring, TX 773391; Owner of Land Mineral Rights; 0 Hrs. Per Month; 0 Hrs. During Trading; Inherited land from father to which is leased out for oil & Mineral rights

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-16
S63 Uniform Securities Agent State Law Examination 1986-08-13
  • S65 Uniform Investment Adviser Law Examination
    1999-03-16
  • S63 Uniform Securities Agent State Law Examination
    1986-08-13
Other Names
  • Chet M Mccord

View on SEC IAPD

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