Daniel Wesley Albert

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-19
CA	RA	APPROVED	2011-06-13

TX RA
APPROVED_RES

Since 2020-03-19
CA RA
APPROVED

Since 2011-06-13

Branch Locations

2 Theatre Square Suite 322, Orinda, CA 94563 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Orinda	CA	06/2011	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2011 → Present

Morgan Stanley Smith Barney

Orinda, CA
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2001-05-01 → 2011-06-20

Ubs Financial Services Inc.

Walnut Creek, CA

Walnut Creek, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-10-03
S63	Uniform Securities Agent State Law Examination	1987-11-25

S65 Uniform Investment Adviser Law Examination

2000-10-03
S63 Uniform Securities Agent State Law Examination

1987-11-25

Other Names

Daniel Albert

View on SEC IAPD