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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2010-01-01
  • FL RA
    APPROVED
    Since 2010-01-01

Branch Locations

100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States

Coral Gables, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Paine Webber Inc Miami FL 09/1988 Present
Painewebber Incorporated Miami FL 09/1988 Present
Ubs International Inc. New York NY 06/2002 Present
Ubs Financial Services Inc. Miami FL 01/2010 Present
  • 09/1988 → Present
    Paine Webber Inc
    Miami, FL
  • 09/1988 → Present
    Painewebber Incorporated
    Miami, FL
  • 06/2002 → Present
    Ubs International Inc.
    New York, NY
  • 01/2010 → Present
    Miami, FL
Previous Registrations
Other Businesses

ART BY CRISTY / PAINTING FOR A HOBBIE MIGHT SELL A FEW PAINTINGS / 7785 SW 86 ST E315 MIAMI , FL 33143 / I PAINT AS A HOBBIE MIGHT SELL A FEW PAINTINGS / 09/24/2010 - / 8 HRS PER MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-13
  • S66 Uniform Combined State Law Examination
    2003-03-13
Other Names
  • Cristina Sousa

View on SEC IAPD

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