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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-12-02 |
| TX | RA | APPROVED | 2025-12-02 |
Branch Locations
4807 Rockside Road Suite 540, Independence, OH 44131 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Boston | MA | 04/1986 | 06/2018 |
| Lpl Financial Llc | Independence | OH | 06/2018 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 06/2019 | 10/2019 |
| Private Advisor Group, Llc | Morristown | NJ | 12/2023 | 12/2025 |
| Stratos Wealth Partners, Ltd. | Independence | OH | 12/2025 | Present |
1. 2/14/2019 - Independence Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/08/2019 - 0 Hours Per Month. 2. 9/11/2020 - JT Financial Services, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 02/20/2008 - 0 Hours Per Month. 3. 08/21/2024 - Private Advisor Group, LLC - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 06/03/2019 - 80 Hours Per Month/ 5 Hours During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 8/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 12/17/2025 - Stratos Wealth Partners - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 12/01/2025 - 200 hours per month/ 120 hours during trading - I provide investment advisory services through Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in 12/2017. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-24 |
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