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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-12-02
TX RA APPROVED 2025-12-02
  • OH RA
    APPROVED
    Since 2025-12-02
  • TX RA
    APPROVED
    Since 2025-12-02

Branch Locations

4807 Rockside Road Suite 540, Independence, OH 44131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Boston MA 04/1986 06/2018
Lpl Financial Llc Independence OH 06/2018 Present
Private Advisor Group, Llc Morristown NJ 06/2019 10/2019
Private Advisor Group, Llc Morristown NJ 12/2023 12/2025
Stratos Wealth Partners, Ltd. Independence OH 12/2025 Present
Previous Registrations
  • 2023-12-04 → 2025-12-24
    Independence, OH
    Morristown, NJ
  • 2019-06-20 → 2019-10-28
    Independence, OH
    Morristown, NJ
  • 2003-07-15 → 2018-06-14
    Signator Investors, Inc.
    Broadview Heights, OH
    Independence, OH
Other Businesses

1. 2/14/2019 - Independence Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/08/2019 - 0 Hours Per Month. 2. 9/11/2020 - JT Financial Services, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 02/20/2008 - 0 Hours Per Month. 3. 08/21/2024 - Private Advisor Group, LLC - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 06/03/2019 - 80 Hours Per Month/ 5 Hours During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 8/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 12/17/2025 - Stratos Wealth Partners - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 12/01/2025 - 200 hours per month/ 120 hours during trading - I provide investment advisory services through Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in 12/2017. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-01
S63 Uniform Securities Agent State Law Examination 1998-08-24
  • S65 Uniform Investment Adviser Law Examination
    1999-11-01
  • S63 Uniform Securities Agent State Law Examination
    1998-08-24

View on SEC IAPD

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