Timothy David Disparte

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2011-04-12

IL RA
APPROVED

Since 2011-04-12

Branch Locations

120 S Riverside Plaza Suite 700, Chicago, IL 60606 • United States

Park Ridge, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Chicago	IL	04/2011	Present
Hoes Barnes Hoefer & Arnett, Inc	Chicago	IL	08/2008	Present

04/2011 → Present

Raymond James & Associates, Inc.

Chicago, IL
08/2008 → Present

Hoes Barnes Hoefer & Arnett, Inc

Chicago, IL

Previous Registrations

2008-09-02 → 2009-11-02

Howe Barnes Capital Management, Inc.

Chicago, IL
2002-04-24 → 2008-09-11

Rbc Capital Markets, Llc

Chicago, IL

Chicago, IL

Other Businesses

(1)Name of Business: Address: 2444 Oak tree ln, Park Ridge, IL, 60068, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/21/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am submitting a Real Estate Contract to purchase a Condotel in the Lake Delevan Area

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-04-23
S63	Uniform Securities Agent State Law Examination	1987-11-04

S66 Uniform Combined State Law Examination

2002-04-23
S63 Uniform Securities Agent State Law Examination

1987-11-04

View on SEC IAPD