Randall G. Moler

Current Employers

Moler Capital Management

Las Vegas, NV • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-11-08
NV	RA	APPROVED	2021-07-01
CA	RA	APPROVED	2016-01-13

TX RA
APPROVED_RES

Since 2021-11-08
NV RA
APPROVED

Since 2021-07-01
CA RA
APPROVED

Since 2016-01-13

Branch Locations

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Moler Capital Management	Las Vegas	NV	11/1995	Present

11/1995 → Present

Moler Capital Management

Las Vegas, NV

Other Businesses

RGM SERVICES, LLC; INVESTMENT-RELATED; LAS VEGAS, NV; TRUST AND BUSINESS CONSULTING; OWNER; SINCE 11/2020; APPROX. 40-80 HRS/MO; APPROX. 20-40 HRS/MO DURING TRADING HOURS; TRUST ADMINISTRATION AND ASSET MANAGEMENT CONSULTING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-07-13
S63	Uniform Securities Agent State Law Examination	1986-06-26

S65 Uniform Investment Adviser Law Examination

1994-07-13
S63 Uniform Securities Agent State Law Examination

1986-06-26

Other Names

Randy Moler
Randall Gene Moler

View on SEC IAPD