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Mark Alan Thomas

Root Wealth Management

Decatur, GA

Lafayette, LA

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Current Employers
Root Wealth Management

Decatur, GA • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-07-26
TX RA APPROVED 2024-07-24
LA RA APPROVED 2024-07-01
  • GA RA
    APPROVED
    Since 2024-07-26
  • TX RA
    APPROVED
    Since 2024-07-24
  • LA RA
    APPROVED
    Since 2024-07-01

Branch Locations

Decatur, GA • United States

Lafayette, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mark Thomas, L.L.C. Lafayette LA 03/2014 05/2024
Root Wealth Management Decatur GA 05/2024 Present
  • 03/2014 → 05/2024
    Mark Thomas, L.L.C.
    Lafayette, LA
  • 05/2024 → Present
    Root Wealth Management
    Decatur, GA
Previous Registrations
  • 2014-03-27 → 2024-05-15
    Mark Thomas, Llc
    Lafayette, LA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-10-15
S65 Uniform Investment Adviser Law Examination 1992-10-07
  • S63 Uniform Securities Agent State Law Examination
    2004-10-15
  • S65 Uniform Investment Adviser Law Examination
    1992-10-07
Designations
Other Names
  • Mark Alan Thomassr

View on SEC IAPD

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