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Two Midtown Plaza 1349 West Peachtree Street St. Nw, Suite 1050, Atlanta, GA 30309-2929 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-27 |
| LA | RA | APPROVED | 2014-01-22 |
| GA | RA | APPROVED | 2008-05-14 |
Branch Locations
1355 Peachtree Street Suite 1450, Atlanta, GA 30309 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nicholas Hoffman & Company, Llc | Atlanta | GA | 11/2007 | Present |
Mr. Hoffman serves in a non-paid, non-voting leadership role with Investments Unlimited, LLC, a local Atlanta group that meets to share investing ideas and collaborate on investments in the group's pooled investment account. He is primarily responsible for leading meetings, organizing member activities, and ensuring adherence to group bylaws. Mr. Hoffman has been a member of this group since 2014 and spends approximately one to three hours per month on this activity, none during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 1986-08-20 |
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