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1 Sawyer Road, Westbrook, ME 04092 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2017-01-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 01/2010 | 01/2017 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 01/2010 | 01/2017 |
| J. Murphy Asset Management, Llc Dba J. Murphy Asset And Tax Mana | Westbrook | ME | 01/2017 | Present |
| J. Murphy Pa | Westbrook | ME | 10/1988 | Present |
1) J. MURPHY PA (NON-INVESTMENT RELATED), 306 BRIDGTON ROAD, WESTBROOK, ME 04092; OWNER, START DATE: 10/88; APPROX. 64 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS; TAX PREPARATION/PLANNING AND ACCOUNTING. 2) COMMERCIAL PROPERTY OWNER; NON-INVESTMENT RELATED; WESTBROOK, ME; OWNER; START 2006; 10 HOURS PER/MONTH; 0 HOURS DURING SECURITIES TRADING; SUPERVISE PROPERTY, COLLECT RENT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-04 |
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