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Current Employers
Register Financial Advisors, Llc

3500 Lenox Road Suite 1700, Atlanta, GA 30326 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2020-10-02
  • GA RA
    APPROVED
    Since 2020-10-02

Branch Locations

3500 Lenox Road Suite 1700, Atlanta, GA 30326 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Atlanta GA 06/2009 08/2020
Register Financial Advisors Atlanta GA 09/2020 Present
Register Financial Associates, Inc. Atlanta GA 09/2020 Present
  • 06/2009 → 08/2020
    Morgan Stanley Smith Barney Llc
    Atlanta, GA
  • 09/2020 → Present
    Register Financial Advisors
    Atlanta, GA
  • 09/2020 → Present
    Register Financial Associates, Inc.
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-02-27
  • S63 Uniform Securities Agent State Law Examination
    2003-02-27
Other Names
  • Robin Marie Barnes
  • Robin Marie Mancini
  • Robin Mancini Haywood
  • Robin Mancini Leahy

View on SEC IAPD

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