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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
5796 Armada Drive Suite 200, Carlsbad, CA 92008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Carlsbad | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
(1) *171366 - Selective Service System; Not Investment Related; Arlington, VA; Government; Board Member; Start September 2013; During business hours: 0; After business hours: 1; Draft boards have not been active since 1972 when Congress ended the Mandatory Draft for the US military. Draft boards still exist and are trained to be ready in the event that Congress brings back a US Military Draft. Only then, do we assume our duties. I was appointed to this position by the President of the United States and it is a lifetime appointment. (2) 400876 - Rental Property Paseo Saucedal; Investment Related; Carlsbad, CA; Real Estate; Sole Proprietor/Owner; Start June 2020 ; During business hours: 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 1987-04-07 |
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