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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-01-02 |
Branch Locations
475 Springfield Ave, Summit, NJ 07901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Leaders Group Inc | Littleton | CO | 10/2011 | Present |
| Lakeside Advisors | Duluth | MN | 09/2011 | Present |
1.) LAKESIDE ADVISORS - 9/1/2011 - 3108 Little Alden Lake Rd, Duluth, MN 55803 - Owner, sales and service of life insurance and annuities, insurance and securities business, Invt Rel, 120 hrs/mo; 20 hrs/mo (during trading hours). 2.) TLG ADVISORS, INC. - 10/3/2011 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-01 |
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