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Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-02
  • MN RA
    APPROVED
    Since 2014-01-02

Branch Locations

Duluth, MN • United States

475 Springfield Ave, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Leaders Group Inc Littleton CO 10/2011 Present
Lakeside Advisors Duluth MN 09/2011 Present
  • 10/2011 → Present
    The Leaders Group Inc
    Littleton, CO
  • 09/2011 → Present
    Lakeside Advisors
    Duluth, MN
Previous Registrations
  • 2010-02-19 → 2011-10-04
    Alpharetta, GA
    Summit, NJ
  • 2003-05-22 → 2005-02-02
    Householder Group, Estate & Retirement Specialists
    Phoenix, AZ
Other Businesses

1.) LAKESIDE ADVISORS - 9/1/2011 - 3108 Little Alden Lake Rd, Duluth, MN 55803 - Owner, sales and service of life insurance and annuities, insurance and securities business, Invt Rel, 120 hrs/mo; 20 hrs/mo (during trading hours). 2.) TLG ADVISORS, INC. - 10/3/2011 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-14
S63 Uniform Securities Agent State Law Examination 1986-07-01
  • S65 Uniform Investment Adviser Law Examination
    1997-11-14
  • S63 Uniform Securities Agent State Law Examination
    1986-07-01
Designations
Other Names
  • Gene Wolfe
  • Gene Clair Wolfe
  • Eugene Clair Wolfe

View on SEC IAPD

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